Answers.

Establish exactly what the client holds and where it sits, then place it deliberately: inside the advisory agreement, excluded from it in writing, or…

Yes, in most cases.

A crypto model portfolio is one set of target weights applied across many separate accounts, each with its own custodian, basis and instruction path.

Build the list rule by rule. 17 CFR 275.

Run each line against the rule that makes it mandatory, then keep the paper showing the work happened.

Crypto sub-advisory is an arrangement in which one investment adviser engages a second adviser to manage part of a client’s portfolio, here the digital…

Build a file showing what you asked, what you investigated, what you compared, and what you told the client, dated to the day the…

Decide in writing whether each held-away position sits inside or outside the advisory relationship, then make supervision, valuation, billing, Form ADV, and the books…

The custody rule, 17 CFR 275. 206(4)-2-2), applies to a registered adviser that holds client funds or securities or has any authority to obtain…

Build the recipient list first, then work backward to the records.